There is widespread interest in critical thinking, as a set
of skills for handling complex, novel, and information-intensive
tasks, especially in situations that demand initiative and
independent thought. Questions arise, nonetheless, about the
potential usefulness of training critical thinking skills
for time constrained environments (such as the battlefield):
Will it take too much time, undermine the will to fight, supplant
experience, stifle innovation, or disrupt coordination?
Unfortunately, the current state of the field of critical
thinking does not provide ready answers to these questions.
Current critical thinking textbooks tend to include an eclectic
mix of ideas and methods that borrow from formal and informal
logic, probability theory, decision theory, cognitive psychology,
communication theory, rhetoric, and others. The various textbooks
and approaches do not provide a framework that integrates
these competing approaches in a theoretically adequate or
practically useful way. Moreover, there is very little empirical
research on critical thinking in time-sensitive domains such
as battlefield tactical decision making. A better understanding
of critical thinking is needed so that the Army can make well-founded
choices regarding the design of training and instruction,
identify additional research needs and opportunities, and
realize the potential benefits of enhanced battlefield critical
thinking skills.
Procedure |
The objectives of the research were (i) to develop
a general analytical framework for understanding critical
thinking and evaluating alternative approaches, and
(ii) to outline a new, integrative theory of critical
thinking based on that understanding. These objectives
are reflected in Parts I and II of the report, respectively.
In pursuit of the first objective, we reviewed the literature
in critical thinking and in fields from which it draws
such as informal logic, epistemology, logic, decision
making, and cognitive psychology. In Part I we addressed
a series of issues:
- What claims are made for the
utility of critical thinking? What obstacles stand
in the way of realizing that utility? (Chapter 1)
- What does it mean to define critical thinking? What
types of definition are possible? (Chapter 3)
- How has critical thinking in fact been defined?
What are the shared and non-shared features of current
definitions? (Chapter 4, Appendix A)
- What are the major differences in underlying assumptions
in approaches to critical thinking? What implications
do these differences have for the shape of a critical
thinking theory? (Chapter 5)
- What specific critical thinking paradigms have been
proposed? How do they vary? (Chapter 6)
- What are the detailed strengths and weaknesses of
informal logic as a component of critical thinking?
(Appendix B)
The framework that emerged from these questions guided
our work on the second objective, the development of
an integrated theory of critical thinking. In Part II,
we do the following:
- Lay out a theory of critical thinking (Chapter 7)
- Make a case for the new theory by analyzing its
relationship to traditional and contemporary theories
of knowledge and reasoning (Chapters 8, 9, and 10;
Appendix B)
- Apply the new theory to the problem of training
and assessing critical thinking skills in teams (Chapter
11)
- Evaluate the usefulness of critical thinking training
in the Army battlefield domain in light of the new
theory (Chapter 12).
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Findings |
In Part I, we reach the following conclusions:
- It is often claimed that critical thinking skills
have grown in importance as a result of increased
problem complexity, decentralization of organizational
structure, and more frequent high stakes decisions.
In the Army battlefield context, however, doubts about
its usefulness arise due to potential demands on time
and training resources, and the possibility that it
will stifle innovation or dilute the effects of leadership
and experience. (Chapter 1)
- There are three complementary levels at which critical
thinking can be studied and defined: normative, cognitive,
and applied. The cognitive level can be divided into
processes, mechanisms, and their interaction via cognitive
faculties. Each of these levels affects the others
in important ways (Chapter 3)
- Definitions of critical thinking in the literature
vary in part because of their varying emphasis on
normative, cognitive process, cognitive mechanism,
and applied levels. A common core of current definitions
might be that critical thinking is the deliberate
evaluation of intellectual products in terms of a
standard. Definitions vary with respect to the products
to be evaluated, the standards to be used, and the
processes and mechanisms that carry the evaluation
out. (Chapter 4)
- These differences can largely be accounted for in
terms of the competition between two high-level paradigms.
Critical thinking has traditionally been conceptualized
from an internalist point of view, which sees it as
taking place within the consciousness of an individual.
Rational justification consists in the evaluation
of a static set of beliefs through the application
of universal (e.g., logical) standards. Cognitive
processes and strategies are unimportant since only
the information present in the mind at one time is
relevant.
From the externalist point of view, by contrast, evaluation
is a matter of estimating the reliability in a real
environment of the cognitive processes that produced
an intellectual product. Externalist evaluation is
highly context-dependent, the relevant processes may
be domain-specific, and intellectual products other
than beliefs may also be critically evaluated. Cognitive
processes that identify biases and fallacies, expose
views to challenge, and actively seek information
may increase overall reliability in particular circumstances.,
But critical thinking is not necessary for rationality:
In some circumstances, intuitive or recognitional
processes may be more reliable. From the externalist
point of view, critical thinking skill includes not
only cognitive processes, but also enduring traits
or dispositions to adaptively select strategies that
have proven reliable. (Chapter 5)
- Mid-level paradigms for critical thinking include
approaches like operations research, decision theory,
formal logic, informal logic, dialogue theory, bounded
rationality, naturalistic decision making, and rhetoric.
Differences among these can be understood along two
dimensions: whether they admit the relevance of how
people actually make decisions to judgments of how
they ought to make decisions, and whether they adopt
an externalist or internalist stance toward the grounds
for an evaluative judgment. (Chapter 6)
In Part II, we reach these conclusions:
- We describe a theory of critical thinking that integrates
elements of internalist and externalist paradigms
in a consistent way. Critical thinking skill requires
coordination of three different perspectives: proponent,
opponent, and judge. To understand these three different
roles, the theory draws on and synthesizes research
in three areas: (1) Cognitive theories according to
which alternative possibilities are represented by
mental models and reasoning is accomplished by manipulating
mental models. (2) Normative models of critical discussion
in which a proponent must defend a claim against challenge
by an opponent or critic. (3) Assessments by a judge
about the reliability of cognitive processes for achieving
external purposes. Dialogue theory provides a bridge
between internal and external points of view, since
critical thinking dialogues take place within an individual
or among different individuals. (Chapter 7)
- Standard approaches to critical thinking are heavily
influenced by classical and contemporary foundationalism,
the view that knowledge is built up cumulatively one
step at a time from solid foundations. From the point
of view of our theory, this approach places constraints
on critical dialogue that are not always appropriate.
Traditional views unduly constrain critical thinking
dialogue. (Chapter 8) A detailed examination of informal
logic provides support for this conclusion. (Appendix
B)
- Mental models, or stories, as well as network models
of underlying knowledge, are central to a more realistic
understanding of critical thinking. Stories and mental
models are evaluated in part in terms of coherence.
Ultimately coherence can be analyzed in terms of the
number and nature of the questions a story answers.
Coherent models must be built and maintained by highly
flexible question and answer strategies in critical
dialogue. (Chapter 9)
- Ultimately, the value of a critical thinking strategy
is determined by its success in achieving real-world
goals under the relevant conditions. Instead of viewing
the process "from the inside" (e.g., what
reasons do I have for this conclusion? Can I answer
this objection?), the external point of view looks
more generally at the record of success of this type
of strategy in similar circumstances in the past.
Both points of view are necessary, and they complement
one another. The external point of view determines
what cognitive strategy or dialogue type is appropriate
and when and how it should be terminated and a decision
reached. Problems with the externalist framework can
be handled by acknowledging that it reflects a task-relative
point of view. (Chapter 10)
- Team decision making depends on shared mental models
of the task, the situation, and the communicative
processes within the team that create and maintain
such shared knowledge. A key practical application
of the critical thinking theory, therefore, is to
team decision making. Rules for the conduct of each
stage of critical discussion, taken together, provide
a normative model for team problem solving. The theory
can be used to develop training objectives, training
content, and assessment measures. (Chapter 11)
- The critical thinking theory provides preliminary
answers to challenges raised in Chapter 1. The theory
provides two crucial types of flexibility: (i) There
is an array of dialogue types that differ in the intensity
with which underlying assumptions are probed and which
are suited to different contexts. (ii) The judge,
adopting an external point of view, determines what
strategy will most reliably achieve the real-world
objective, including among the options non-deliberative
processes such as recognition-based decision making.
(Chapter 12)
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Utilization of Findings |
An adequate theory of critical thinking, with both theoretical
and applied dimensions, is a key condition of progress
in the development of critical thinking training and
support. Such a theory is needed to guide the application
of critical thinking principles to Army battlefield
contexts as well as to a variety of other domains.
The new theory of critical thinking combines theoretical
soundness with practical utility. At the practical level,
it lends itself directly to operationalization: concrete
specification of the practices that make up successful
critical thinking in different contexts. These specifications
in turn serve as the objectives of critical thinking
training or decision support. Each of the three components
brings with it criteria for success and methods for
the identification of errors. The theory should help
us specify critical thinking objectives, develop training
material, and measure success. The ultimate result should
be better decision making by both individuals and teams.
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